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Most financial services regulatory guidelines require your organization to monitor its social media compliance efforts. Your corporate-owned social media accounts should
be supervised (or monitored) to ensure the content and communications maintain compliance.

Other risk areas to monitor include:

• Cyber attacks

• Inadvertent sharing of personal information

• Embarrassing or inappropriate posts

• False or misleading content

 

FINRA Notices
17-18, 11-39 and 10-06

• Monitor and supervise dynamic content that is used to engage in real-time interactive communications

• Firms can choose not to require approval prior to posting but should ensure that posts are fair, balanced, and not misleading

• Monitor and supervise third-party content